Advisers and Paraplanners

Code of Conduct

Graeme Nicholson Graeme Nicholson
Overview
Curriculum
  • 1 Section
  • 1 Lesson
  • 3 Quizzes
  • 25m Duration
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Introduction
1 Lesson3 Quizzes
  1. Introduction to Code of Conduct
  2. Assessment Attempt 1
  3. Assessment Attempt 2
  4. Assessment Attempt 3

This module is designed to help investment and mortgage firms understand how the Code of Conduct (CoCON) affects them and what is expected from senior managers, advisors and staff who fall under the Code of Conduct rules.

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